Connecting Talent to opportunity

Connecting Talent to opportunity

Regulatory Consultant - Asset & Wealth Management, Consulting


Job Description:

Regulatory Consultant - Asset & Wealth Management, Consulting


My Client is a leading Consulting firm with offices globally. Their Asset and Wealth Management Risk and Regulatory team has significant growth plans and is looking to expand its leading regulatory advice business. The team is looking for ambitious and dedicated candidates at Senior Associate level who have gained experience in the regulation of asset management and / or wealth management businesses. We are looking across both prudential regulation and conduct regulation and for individuals who have worked for a regulator, a consultancy or in industry.



  • Supporting more senior team members in the delivery of projects;
  • Preparing regulatory analysis and contributing to client reports;
  • Being a knowledgeable advisor to clients relating to areas of regulation;
  • Identifying and documenting key controls for demonstrating compliance with applicable regulations and contributing to the assessment of these;
  • Assist technical research by supporting the responses to consultation papers from relevant regulatory bodies;
  • Aid the team in communication of regulatory findings, verbally and written, to clients in a pragmatic and helpful manner 

Essential skills:

  • Prior knowledge and experience of the regulation of asset management or wealth management sectors, including a working understanding of prudential risk or conduct management processes and procedures;
  • Asset and wealth management or other FS regulation experience 
  • Consultancy experience



Regulatory Consultant - Asset & Wealth Management, Consulting

  • Job Type

    Permanent, Full Time

  • Additional Salary Info

    bonus and benefits

  • Work Authorisation

    United Kingdom

  • Industry Sector Management Consultancy
  • Years Experience

    5+ years

  • Career Level

    Experienced (Non-Manager)

  • Educational level

    Bachelor's Degree

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